There’s a tail in your brain!

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Ever had racing thoughts?

The basal ganglia are a set of grey matter nuclei deep beneath the cortex (subcortical) that are essential for the execution, inhibition, timing and control of movements. In addition to movement, the basal ganglia have been shown to act as a source of control and modulation for a wide variety of cognitive functions, including how fast you’re thinking – and whether or not you can stop.

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The structures which make up the basal ganglia include two nuclei, the caudate and putamen, which are known collectively as the striatum. Striatum means striated, or striped, because as the tail-like caudate merges with the putamen and another important basal ganglia structure called the nucleus accumbens towards the front of the brain, it gets “striped” by the white matter – the fatty membrane-wrapped (myelinated) axons of cortical motor neurons that pass right through.

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Additional structures in the basal ganglia include the dopamine-releasing substantia nigra (which is located in the brainstem, and implicated in the development of Parkinson’s disease), the subthalamic nuclei, and the globus pallidus (which has both external and internal sections).

Basal ganglia as viewed from the front of the brain.

Basal ganglia viewed from the side of the brain (frontal lobes towards the left).

When looking at a diagram viewed from the side they look completely different than when viewed from the front. The relative sizes of the caudate and putamen to each other also vary based on where a coronal section (a top to bottom slice across the brain’s two hemispheres) is taken from.

Given their complexity and inconsistent appearance in diagrams, I have always felt confused by the way that the basal ganglia appeared differently in different sections of the brain, and I was pleased to have an opportunity to practice identifying these structures on a particular specimen available during outreach.

As you can see on this coronal section, the caudate, putamen, and globus pallidus look completely different than they do in both diagrams of the basal ganglia I’ve drawn using pastels above. By looking at this slice it’s hard to imagine that you have the entire set of structures I illustrated in your own brain.

How do the basal ganglia work?

Before an action can occur, the cortex signals its intention to the basal ganglia, which then decides whether this action should happen, or if it should be prevented. The signals sent from the cortex must be passed through the basal ganglia to the thalamus, which then relays them back to the same spot in the cortex that they came from. When cortex receives an excitatory signal from the thalamus it allows the intended action to proceed.

The basal ganglia inhibit the thalamus until they decide to stop, which only then allows for something like a movement (or in some cases even a thought!) to occur. So for action, the nuclei of the basal ganglia that inhibit the thalamus must be turned off by other nuclei in the basal ganglia.

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The substantia nigra has “pars” (parts)!

It’s located in the midbrain and consists of two discrete regions: the substantia nigra pars reticulata (the “net-like part”) and the substantia nigra pars compacta (the “compact part”). The pars compacta contains dopaminergic neurons (neurons that release dopamine) and forms the nigrostriatal dopamine pathway, while the reticulata contains GABA-ergic neurons which release inhibitory signals.

The substantia nigra pars compacta is located above (dorsal to) the pars reticulata and the dopaminergic neuron of the former contain neuromelanin which gives the substantia nigra its dark appearance. 

Dopaminergic neurons in the pars compacta send dopamine to the striatum (again, the striped portions of the caudate, putamen and nucleus accumbens) while GABA releasing neurons in the pars reticulata send inhibitory signals to the thalamus and colliculi. As we will soon see, dopamine sent from neurons in the pars compacta releases the thalamus from inhibition and encourages movement, while GABA sent from the pars reticulata inhibits the thalamus preventing movement.

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Where is dopamine released in the basal ganglia?

The neurons in the striatum are roughly 90% medium spiny neurons that release GABA (an inhibitory neurotransmitter.) Of these neurons there are two populations that differ in their dopamine receptor type, these being D1 neurons and D2 neurons.

IMAGE SOURCE: Dichotomous Anatomical Properties of Adult Striatal Medium Spiny Neurons

D1 neurons in the striatum bind dopamine and become excited, causing them to fire their inhibitory projections onto the internal globus pallidus and substantia nigra pars reticulata. In contrast, D2 neurons in the striatum are inhibited when they bind dopamine, which prevents them from inhibiting their targets which differ from that of the D1 striatal neurons. The D2 striatal neurons project to the external globus pallidus, which inhibits the subthalamic nucleus, which excites the output nuclei needed for inhibition. These different routes give rise to different pathways, termed the direct and indirect pathway.

Direct (go), indirect (stop), HYPER-direct (STOP!)

The hyperdirect pathway consists of the cortex exciting the subthalamic nuclei directly by skipping over the striatum. The cortex sends glutamate to excite the subthalamic nuclei, which causes the subthalamic nuclei to release glutamate onto the two principal output nuclei of the basal ganglia (the substantia nigra reticulata and internal globus pallidus.) This excites the substantia nigra reticulata and internal globus pallidus, causing them to very quickly increase their inhibitory output on the thalamus. The hyperdirect pathway is believed to allow for quick stopping of an action that has already been initiated.

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Functional divisions of the basal ganglia

The nuclei of the basal ganglia can be functionally divided into three distinct divisions based on their consistent patterns of input from the cortex and subcortex.

Associative: The associative division receives projections from regions of the prefrontal cortex and supposedly uses integrated sensory and motor information to influence actions. The associative division is thought to be responsible for goal-directed behavior.

Sensorimotor: The sensorimotor territory receives input from sensory and motor cortices and is thought to modulate motor and sensory output. The sensorimotor division is thought to facilitate habit behavior.

Limbic: This includes projections from the prefrontal cortex, amygdala, hippocampus and other areas involved in emotional responses to the ventral striatum (nucleus accumbens) with modulation by another dopamine releasing nucleus in the brainstem known as the ventral tegmental area (or VTA).

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Controlling someone else?

The Human-to-Human Interface from Backyard Brains is a machine equipped with two sets of electrodes that allow the nerve impulses of one person to be channeled to the muscle cells of another, thus allowing for one person to control the movement of another.

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Having tried this experience myself, I felt both humbled due to the fact that this machine only requires a 9-volt battery, and even more curious about the basal ganglia, and what it is to have control over the electrical impulses that you send out to your muscles…and what it is to have control in general.

Insights from disease

Parkinson’s disease

Parkinson’s disease (PD) is the result of degeneration of neurons that produce dopamine (dopaminergic neurons) in the substantia nigra pars compacta. Dopamine is required for disinhibition (the removal (“dis”) of inhibition) using the direct pathway. Degradation of these neurons tips the scale towards inhibition of movement and makes it difficult for patients to initiate voluntary movement.

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Since degeneration occurs in the dopaminergic neurons of the substantia nigra compacta, the dark pigment is lost in patients with PD.

IMAGE SOURCE: Genetic analysis of dopaminergic neuron survival

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Huntington’s disease

Huntington’s disease is genetic and caused by the degeneration of medium spiny neurons in the caudate and putamen which is the result of the accumulation of Huntingtin proteins in the striatum. The neurons of the indirect pathway are degraded first, which leads to a reduction in the ability to use the indirect pathway to inhibit, leading to involuntary movement, and cognitive and psychiatric symptoms. The progression of this disease results in the loss of striatal neurons of both pathways, resulting in the complete loss of voluntary movement control, rigidity, and difficulty speaking and swallowing.

Cognitive and psychiatric dysfunction and often noted before motor symptoms. The basal ganglia are thought to be essential for planned and goal directed cognitive behavior, and psychiatric symptoms are thought to be the result of dysregulation in cognitive basal ganglia circuits.

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Control beyond movement

Tourette’s Syndrome

The basal ganglia have been shown to be involved in the pathology of Tourette’s syndrome. There is thought to be an increased amount of dopamine being released in the striatum, and dysfunction in the sensorimotor pathway of basal ganglia inhibition. The sensorimotor pathway of the basal ganglia is involved in automatic inhibition of actions and is thought to be central for habit-formation and control of habit behavior. Dopamine is central for habit-formation and driving habit-behaviors.

This student described how tics become much more frequent after school, and this made a lot of sense to me, given that the research says that tics become more frequent, and less suppressible with fatigue.

Obsessive Compulsive Disorder

Another DSM diagnosis, obsessive compulsive disorder, has also come up in multiple classes, and considering what we know about the basal ganglia, it is unsurprising to find that the basal ganglia appears to play a role here as well.

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Motivated and moved

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